Notification regarding unquoted securities - ADX
Released
Released
Announcement PDF
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Announcement Summary
Entity name
ADX ENERGY LTD
Date of this announcement
Wednesday November 29, 2023
The +securities the subject of this notification are:
Other
Total number of +securities to be issued/transferred
ASX +security
code
Security description
New class - code
to be confirmed
Unlisted Options, Exercise price 16 cents, expiry
31/12/2024
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
1/9
Total number of
+securities to be
issued/transferred
Issue date
24,000,000
29/11/2023
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 1 - Entity and announcement details
1.1 Name of entity
ADX ENERGY LTD
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
Registration number
ABN
50009058646
1.3 ASX issuer code
ADX
1.4 The announcement is
New announcement
1.5 Date of this announcement
29/11/2023
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
2/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Other
Please specify
Unlisted Options 1 for every 2 Placement Shares per 3B dated 22/11/23 and 28/11/23
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and
which:
does not have an existing ASX security code ("new class")
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
3/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX
in an Appendix 3B
New +securities
ASX +security code
+Security description
New class - code to be confirmed
Unlisted Options, Exercise price 16 cents, expiry
31/12/2024
+Security type
ISIN code
Options
Date the +securities the subject of this notification were issued
29/11/2023
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
Unlisted Options, Exercise price 16 cents, expiry 31/12/2024
Options Details
+Security currency
Exercise price
Expiry date
AUD - Australian Dollar
AUD 0.16000000
31/12/2024
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description
Ordinary Shares
Any other information the entity wishes to provide about the +securities the subject of this notification
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
4/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Please provide any further information needed to understand the circumstances in which you are notifying the
issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to
the market in an Appendix 3B
Announced on 3B dated 22/11/2023 and 28/11/2023
Issue details
Number of +securities
24,000,000
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Free attaching options, 1 Option for every 2 Placement Shares
Purpose of the issue
To raise additional working capital
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
5/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
6/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of
the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one
application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
Total number of
+securities on issue
ASX +security code and description
ADX : ORDINARY FULLY PAID
364,085,791
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Total number of
+securities on issue
ASX +security code and description
ADXAU : OPTION EXPIRING 10-AUG-2024 EX $0.13
23,175,011
ADXAT : OPTION EXPIRING 31-MAY-2026 EX NIL
311,719
ADXAAD : OPTION EXPIRING 30-APR-2025 EX $0.17
3,850,000
ADXAH : OPTION EXPIRING 31-OCT-2024 EX NIL
511,608
ADXAW : OPTION EXPIRING 31-OCT-2026 EX NIL
380,358
ADXAAE : OPTION EXPIRING 31-OCT-2027 EX NIL
332,291
ADXAX : OPTION EXPIRING 31-JAN-2027 EX NIL
283,929
ADXAAA : OPTION EXPIRING 11-JAN-2025 EX $0.10
3,000,000
ADXAAB : OPTION EXPIRING 11-JAN-2025 EX $0.14
5,150,000
ADXAO : OPTION EXPIRING 31-JUL-2025 EX NIL
245,625
ADXAV : OPTION EXPIRING 31-JUL-2026 EX NIL
269,532
ADXAQ : OPTION EXPIRING 31-OCT-2025 EX NIL
329,465
ADXAAC : OPTION EXPIRING 31-JUL-2027 EX NIL
300,000
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
7/9
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
ADXAS : OPTION EXPIRING 31-JAN-2026 EX $NIL
185,796
ADXAK : OPTION EXPIRING 31-JAN-2025 EX NIL
725,000
ADXAN : OPTION EXPIRING 31-MAY-2025 EX NIL
314,584
ADXAY : OPTION EXPIRING 31-MAY-2027 EX NIL
275,893
New class - code to be confirmed : Unlisted Options, Exercise price 16 cents, expiry
31/12/2024
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
8/9
24,000,000
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 5 - Other Listing Rule requirements
5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue
did not need any security holder approval under Listing Rule 7.1?
No
5.2 Has the entity obtained, or is it obtaining, +security holder approval for the issue under
listing rule 7.1?
No
5.2b Are any of the +securities being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
Yes
5.2b.1 How many +securities are being issued without +security holder approval using the
entity's 15% placement capacity under listing rule 7.1?
24,000,000 Options
5.2c Are any of the +securities being issued without +security holder approval using the
entity's additional 10% placement capacity under listing rule 7.1A (if applicable)?
No
Notification of Issue, Conversion or Payment up of Unquoted
Equity Securities
9/9
Share your feedback
Discover